| Q1: |
How can I verify the serial number of lost stock certificates? What documents are required to proceed with report of lost stock certificates? |
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Ownership transferred: check with this Company with the original specimen seal
Ownership not transferred: check with the securities supplier and present the certificate of acquisition
Documents required to proceed with report of lost stock certificates:
(1) Certificate for the report of case
(2) Certificate of specimen seal and photocopy of ID card (not necessary for old subscribers)
(3) Application form for report of lost stock certificates affixed with the original specimen seal
(4) Buy-in report (not necessary in the event of ownership transferred)
(5) Delivery note affixed with the company's chop (not necessary in the event of ownership transferred)
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| Q2: |
What can I do if the application for report of lost stock certificates is intended to be filed via another person? |
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The shareholders who are natural persons shall provide proxies, while juristic shareholders shall provide the written applications. The proxies or applications shall be affixed with the original specimen seal.
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| Q3: |
If the lost stock certificates are sought, whether the shareholder may invalidate them voluntarily? |
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(1) The shareholder who does not report the loss by public notice shall proceed with the cancellation of report for loss with the original specimen seal at this Company.
(2) The shareholder who has reported the loss by public notice shall proceed to cancel the public notice at the court and then apply for cancellation of the report for loss with this Company on the ground of the duplicate of the written petition and receipt together with the original specimen seal.
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| Q4: |
How long can a shareholder receive the stock certificates upon receipt of the court's judgment on ex warrant? |
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The shareholder shall apply for re-issue of new stock certificates with this Company on the ground of the court's judgment on ex warrant. He/she may claim the new stock certificates with his/her ID card, original specimen seal and fill out the "written application for re-issue of stock certificates" at this Company after 10 days.
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Relevant Q&A-Report of lost stock certificates